Comply

Overview

A compliance management platform for financial firms and enterprises that automates regulatory workflows, monitors employee activity, manages certifications and disclosures, tracks risk and conflicts of interest, and reports through centralized dashboards.

The challenge

Financial firms needed to replace manual, spreadsheet-driven compliance processes with something that could monitor activity continuously, flag risk in real time, and produce a defensible audit trail.

What I built

I worked on the automated regulatory workflow engine and reporting layer, building the case management and disclosure-tracking features that let compliance teams move from reactive checklists to real-time monitoring.

Highlights

• Automated regulatory workflows including trade monitoring and code-of-ethics tracking
• Built certification, disclosure, and conflicts-of-interest management tooling
• Delivered real-time reporting dashboards for compliance teams
• Maintained secure, auditable records on scalable cloud infrastructure

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